Category: Securities America

Fremont Broker AiRung Liu Involved in FINRA Arbitration Complaint

High Valley Financial Planning Services broker AiRung Liu (CRD# 4661602) is embroiled in a pending customer dispute. According to her Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 25, 2022, she is currently based in Fremont, California. High Valley Financial Planning Services offers securities through Securities America, according to the firm’s website. Customer […]

Roof Douglass Recommended Unsuitable Investments

Alan Duane “Roof” Douglass (CRD# 1619835) is involved in several pending customer disputes. According to his BrokerCheck report—last accessed on November 23, 2021—the Securities America broker allegedly caused his clients more than half a million dollars in damages. Also known as Alan Douglass, he is currently based in Clearwater, Florida. Three Pending Complaints Against Douglass […]