Category: Principal Securities

Michelle Wu Terminated from Principal Securities and Fined by Regulator

Michelle Wu (CRD# 3046373), a California based broker was terminated by Principal Securities on May 10, 2022 and was then fined by the Financial Industry Regulatory Authority, or FINRA. This information is based on her public BrokerCheck report, which was last accessed on June 20, 2023. Michelle Wu Discharged by Principal Securities On May 4, […]

Jeff Bishop Fired by Principal Securities over Trading Practices

On January 10, 2023, Jeff Bishop (CRD # 2879349) was discharged from Principal Securities, Inc. in Crest Hill, Illinois. This is according to his public BrokerCheck report, which was last accessed on February 15, 2023. Mr. Bishop is also affiliated with Bishop Financial Solutions, which is also in Crest Hill. Jeff Bishop Terminated by Principal […]